With regulations in flux, it’s a confusing time for those who work with investment professionals. Here’s what investors need to know.
- BiographyLisa Beilfuss
- [email protected]
The Wall Street Journal
It is a tricky time to be working with an investment professional.
Regulation is in flux, and different types of professionals are held to different standards when it comes to giving advice and recommending products. So, it can be hard to know exactly what you’re paying for.
Muddying the waters, a U.S. Circuit Court in June threw out the...